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Securities Lending

All articles tagged with #securities lending

"Chinese Regulators Strengthen Stock Market Rules Amid Market Volatility"
finance2 years ago

"Chinese Regulators Strengthen Stock Market Rules Amid Market Volatility"

China's securities regulator announced a halt to the lending of certain shares for short selling from Monday in an effort to support the country's slumping stock markets. The move aims to prevent strategic investors from lending shares during lock-up periods and crack down on bypassing lock-up restrictions. While the measure may trigger a temporary upswing in growth-oriented sectors, some analysts believe it lacks effective solutions to address the root causes of the recent stock market meltdown.

finance2 years ago

SEC Implements New Rules for Increased Transparency in Short Selling Market

The Securities and Exchange Commission (SEC) has adopted Rule 10c-1a, aimed at increasing transparency in the securities lending market. The rule requires certain persons to report information about securities loans to a registered national securities association (RNSA) and mandates RNSAs to make certain information publicly available. The SEC believes that this rule will enhance oversight, enforcement, and promote fair and efficient markets. The compliance dates for the new rule will be staggered, with full implementation expected within 24 months.